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National Invasive Species Act of 1996
16 U.S.C. §
4701. Findings and purposes
(a) Findings
The Congress finds
that--
(1) the discharge
of untreated water in the ballast tanks of vessels and through other means results
in unintentional introductions of nonindigenous species to fresh, brackish, and
saltwater environments;
(2) when
environmental conditions are favorable, nonindigenous species become
established, may compete with or prey upon native species of plants, fish, and
wildlife, may carry diseases or parasites that affect native species, and may
disrupt the aquatic environment and economy of affected near-shore areas;
(3) the zebra
mussel was unintentionally introduced into the Great Lakes and has infested--
(A) waters south of
the Great Lakes, into a good portion of the Mississippi River drainage;
(B) waters west of
the Great Lakes, into the Arkansas River in Oklahoma; and
(C) waters east of
the Great Lakes, into the Hudson River and Lake Champlain;
(4) the potential
economic disruption to communities affected by the zebra mussel due to its
colonization of water pipes, boat hulls and other hard surfaces has been
estimated at $5,000,000,000 by the year 2000, and the potential disr uption to
the diversity and abundance of native fish and other species by the zebra
mussel and ruffe, round goby, and other nonindigenous species could be severe;
(5) the zebra
mussel was discovered on Lake Champlain during 1993 and the opportunity exists
to act quickly to establish zebra mussel controls before Lake Champlain is
further infested and management costs escalate;
(6) in 1992, the
zebra mussel was discovered at the northernmost reaches of the Chesapeake Bay
watershed;
(7) the zebra
mussel poses an imminent risk of invasion in the main waters of the Chesapeake
Bay;
(8) since the
Chesapeake Bay is the largest recipient of foreign ballast water on the East
Coast, there is a risk of further invasions of other nonindigenous species;
(9) the zebra
mussel is only one example of thousands of nonindigenous species that have
become established in waters of the United States and may be causing economic
and ecological degradation with respect to the natural resources of waters of
the United States;
(10) since their
introduction in the early 1980's in ballast water discharges, ruffe--
(A) have caused
severe declines in populations of other species of fish in Duluth Harbor (in
Minnesota and Wisconsin);
(B) have spread to
Lake Huron; and
(C) are likely to
spread quickly to most other waters in North America if action is not taken
promptly to control their spread;
(11) examples of
nonindigenous species that, as of October 26, 1996, infest coastal waters of
the United States and that have the potential for causing adverse economic and
ecological effects include--
(A) the mitten crab
(Eriocher sinensis) that has become established on the Pacific Coast;
(B) the green crab
(Carcinus maenas) that has become established in the coastal waters of the
Atlantic Ocean;
(C) the brown
mussel (Perna perna) that has become established along the Gulf of Mexico; and
(D) certain
shellfish pathogens;
(12) many aquatic
nuisance vegetation species, such as Eurasian watermilfoil, hydrilla, water hyacinth,
and water chestnut, have been introduced to waters of the United States from
other parts of the world causing or having a potentia l to cause adverse
environmental, ecological, and economic effects;
(13) if preventive
management measures are not taken nationwide to prevent and control
unintentionally introduced nonindigenous aquatic species in a timely manner,
further introductions and infestations of species that are as destruct ive as,
or more destructive than, the zebra mussel or the ruffe infestations may occur;
(14) once
introduced into waters of the United States, aquatic nuisance species are
unintentionally transported and introduced into inland lakes and rivers by
recreational boaters, commercial barge traffic, and a variety of other path ways;
and
(15) resolving the
problems associated with aquatic nuisance species will require the
participation and cooperation of the Federal Government and State governments,
and investment in the development of prevention technologies.
(b) Purposes
The purposes of
this chapter are--
(1) to prevent
unintentional introduction and dispersal of nonindigenous species into waters
of the United States through ballast water management and other requirements;
(2) to coordinate
federally conducted, funded or authorized research, prevention control,
information dissemination and other activities regarding the zebra mussel and
other aquatic nuisance species;
(3) to develop and
carry out environmentally sound control methods to prevent, monitor and control
unintentional introductions of nonindigenous species from pathways other than
ballast water exchange;
(4) to understand
and minimize economic and ecological impacts of nonindigenous aquatic nuisance
species that become established, including the zebra mussel; and
(5) to establish a
program of research and technology development and assistance to States in the
management and removal of zebra mussels.
16 U.S.C. §
4702. Definitions
As used in this
chapter, the term--
(1) "aquatic
nuisance species" means a nonindigenous species that threatens the
diversity or abundance of native species or the ecological stability of
infested waters, or commercial, agricultural, aquacultural or recreational
activit ies dependent on such waters;
(2) "Assistant
Secretary" means the Assistant Secretary of the Army (Civil Works);
(3) "ballast
water" means any water and associated sediments used to manipulate the
trim and stability of a vessel;
(4)
"Director" means the Director of the United States Fish and Wildlife
Service;
(5) "exclusive
economic zone" means the Exclusive Economic Zone of the United States
established by Proclamation Number 5030, dated March 10, 1983, and the
equivalent zone of Canada;
(6)
"environmentally sound" methods, efforts, actions or programs means
methods, efforts, actions or programs to prevent introductions or control
infestations of aquatic nuisance species that minimize adverse impacts to the
structure and function of an ecosystem and adverse effects on non-target
organisms and ecosystems and emphasize integrated pest management techniques
and nonchemical measures;
(7) "Great
Lakes" means Lake Ontario, Lake Erie, Lake Huron (including Lake St.
Clair), Lake Michigan, Lake Superior, and the connecting channels (Saint Mary's
River, Saint Clair River, Detroit River, Niagara River, and Saint Lawrence
River to the Canandian [FN1] Border), and includes all other bodies of water
within the drainage basin of such lakes and connecting channels.
(8) "Great
Lakes region" means the 8 States that border on the Great Lakes;
(9) "Indian
tribe" means any Indian tribe, band, nation, or other organized group or
community, including any Alaska Native village or regional corporation (as
defined in or established pursuant to the Alaska Native Claims Settlement Act
(43 U.S.C. 1601 et seq.)) that is recognized as eligible for the special
programs and services provided by the United States to Indians because of their
status as Indians;
(10)
"interstate organization" means an entity--
(A) established
by--
(i) an interstate
compact that is approved by Congress;
(ii) a Federal
statute; or
(iii) a treaty or
other international agreement with respect to which the United States is a
party; and
(B)(i) that
represents 2 or more--
(I) States or
political subdivisions thereof; or
(II) Indian tribes;
or
(ii) that
represents--
(I) 1 or more
States or political subdivisions thereof; and
(II) 1 or more
Indian tribes; or
(iii) that
represents the Federal Government and 1 or more foreign governments; and
(C) has
jurisdiction over, serves as forum for coordinating, or otherwise has a role or
responsibility for the management of, any land or other natural resource;
(11)
"nonindigenous species" means any species or other viable biological
material that enters an ecosystem beyond its historic range, including any such
organism transferred from one country into another;
(12)
"Secretary" means the Secretary of the department in which the Coast
Guard is operating;
(13) "Task
Force" means the Aquatic Nuisance Species Task Force established under
section 4721 of this title;
(14)
"territorial sea" means the belt of the sea measured from the
baseline of the United States determined in accordance with international law,
as set forth in Presidential Proclamation Number 5928, dated December 27, 1988;
(15) "Under
Secretary" means the Under Secretary of Commerce for Oceans and
Atmosphere;
(16) "waters
of the United States" means the navigable waters and the territorial sea
of the United States; and
(17)
"unintentional introduction" means an introduction of nonindigenous
species that occurs as the result of activities other than the purposeful or
intentional introduction of the species involved, such as the transport of
nonindige nous species in ballast or in water used to transport fish, mollusks
or crustaceans for aquaculture or other purposes.
16 U.S.C. §
4711. Aquatic nuisance species in waters of the United States
(a) Great Lakes
guidelines
(1) In general
Not later than 6
months after November 29, 1990, the Secretary shall issue voluntary guidelines
to prevent the introduction and spread of aquatic nuisance species into the
Great Lakes through the exchange of ballast water of vessels prior to entering
those waters.
(2) Content of
guidelines
The guidelines
issued under this subsection shall--
(A) ensure to the
maximum extent practicable that ballast water containing aquatic nuisance
species is not discharged into the Great Lakes;
(B) protect the
safety of--
(i) each vessel;
and
(ii) the crew and
passengers of each vessel;
(C) take into
consideration different vessel operating conditions; and
(D) be based on the
best scientific information available.
(b) Regulations
(1) In general
Not later than 2
years after November 29, 1990, the Secretary, in consultation with the Task
Force, shall issue regulations to prevent the introduction and spread of
aquatic nuisance species into the Great Lakes through the ballast w ater of
vessels.
(2) Content of
regulations
The regulations
issued under this subsection shall--
(A) apply to all vessels
equipped with ballast water tanks that enter a United States port on the Great
Lakes after operating on the waters beyond the exclusive economic zone;
(B) require a
vessel to--
(i) carry out
exchange of ballast water on the waters beyond the exclusive economic zone
prior to entry into any port within the Great Lakes;
(ii) carry out an
exchange of ballast water in other waters where the exchange does not pose a
threat of infestation or spread of aquatic nuisance species in the Great Lakes
and other waters of the United States, as recommended by t he Task Force under
section 4712(a)(1) of this title; or
(iii) use
environmentally sound alternative ballast water management methods if the
Secretary determines that such alternative methods are as effective as ballast
water exchange in preventing and controlling infestations of aquatic nuisance
species;
(C) not affect or
supersede any requirements or prohibitions pertaining to the discharge of
ballast water into waters of the United States under the Federal Water
Pollution Control Act (33 U.S.C. 1251 et seq.);
(D) provide for
sampling procedures to monitor compliance with the requirements of the
regulations;
(E) prohibit the
operation of a vessel in the Great Lakes if the master of the vessel has not
certified to the Secretary or the Secretary's designee by not later than the
departure of that vessel from the first lock in the St. Lawren ce Seaway that
the vessel has complied with the requirements of the regulations;
(F) protect the
safety of--
(i) each vessel;
and
(ii) the crew and
passengers of each vessel;
(G) take into
consideration different operating conditions; and
(H) be based on the
best scientific information available.
(3) Additional
regulations
In addition to
promulgating regulations under paragraph (1), the Secretary, in consultation
with the Task Force, shall, not later than November 4, 1994, issue regulations
to prevent the introduction and spread of aquatic nuisance spe cies into the
Great Lakes through ballast water carried on vessels that enter a United States
port on the Hudson River north of the George Washington Bridge.
(4) Education and
technical assistance programs
The Secretary may
carry out education and technical assistance programs and other measures to
promote compliance with the regulations issued under this subsection.
(c) Voluntary
national guidelines
(1) In general
Not later than 1
year after October 26, 1996, and after providing notice and an opportunity for
public comment, the Secretary shall issue voluntary guidelines to prevent the
introduction and spread of nonindigenous species in waters o f the United
States by ballast water operations and other operations of vessels equipped
with ballast water tanks.
(2) Content of
guidelines
The voluntary
guidelines issued under this subsection shall--
(A) ensure to the
maximum extent practicable that aquatic nuisance species are not discharged
into waters of the United States from vessels;
(B) apply to all
vessels equipped with ballast water tanks that operate in waters of the United
States;
(C) protect the
safety of--
(i) each vessel;
and
(ii) the crew and
passengers of each vessel;
(D) direct a vessel
that is carrying ballast water into waters of the United States after operating
beyond the exclusive economic zone to--
(i) carry out the exchange
of ballast water of the vessel in waters beyond the exclusive economic zone;
(ii) exchange the
ballast water of the vessel in other waters where the exchange does not pose a
threat of infestation or spread of nonindigenous species in waters of the
United States, as recommended by the Task Force under section 4712(a)(1) of
this title; or
(iii) use
environmentally sound alternative ballast water management methods, including
modification of the vessel ballast water tanks and intake systems, if the Secretary
determines that such alternative methods are at least as eff ective as ballast
water exchange in preventing and controlling infestations of aquatic nuisance
species;
(E) direct vessels
to carry out management practices that the Secretary determines to be necessary
to reduce the probability of unintentional nonindigenous species transfer
resulting from--
(i) ship operations
other than ballast water discharge; and
(ii) ballasting
practices of vessels that enter waters of the United States with no ballast
water on board;
(F) provide for the
keeping of records that shall be submitted to the Secretary, as prescribed by
the guidelines, and that shall be maintained on board each vessel and made
available for inspection, upon request of the Secretary and in a manner
consistent with subsection (i) of this section, in order to enable the
Secretary to determine compliance with the guidelines, including--
(i) with respect to
each ballast water exchange referred to in clause (ii), reporting on the
precise location and thoroughness of the exchange; and
(ii) any other
information that the Secretary considers necessary to assess the rate of
effective compliance with the guidelines;
(G) provide for
sampling procedures to monitor compliance with the guidelines;
(H) take into
consideration--
(i) vessel types;
(ii) variations in
the characteristics of point of origin and receiving water bodies;
(iii) variations in
the ecological conditions of waters and coastal areas of the United States; and
(iv) different
operating conditions;
(I) be based on the
best scientific information available;
(J) not affect or
supersede any requirements or prohibitions pertaining to the discharge of
ballast water into waters of the United States under the Federal Water
Pollution Control Act (33 U.S.C. 1251 et seq.); and
(K) provide an
exemption from ballast water exchange requirements to passenger vessels with
operating ballast water systems that are equipped with treatment systems
designed to kill aquatic organisms in ballast water, unless the Secr etary
determines that such treatment systems are less effective than ballast water
exchange at reducing the risk of transfers of invasive species in the ballast
water of passenger vessels; and
(L) not apply to
crude oil tankers engaged in the coastwise trade.
(3) Education and
technical assistance programs
Not later than 1
year after October 26, 1996, the Secretary shall carry out education and
technical assistance programs and other measures to encourage compliance with
the guidelines issued under this subsection.
(d) Report to
Congress
Not sooner than 24
months after the date of issuance of guidelines pursuant to subsection (c) of
this section and not later than 30 months after such date, and after
consultation with interested and affected persons, the Secretary shal l prepare
and submit to Congress a report containing the information required pursuant to
paragraphs (1) and (2) of subsection (e) of this section.
(e) Periodic review
and revision
* * *
16 U.S.C. §
4722. Aquatic nuisance species program
(a) In general
The Task Force
shall develop and implement a program for waters of the United States to
prevent introduction and dispersal of aquatic nuisance species; to monitor,
control and study such species; and to disseminate related informatio n.
(b) Content
The program
developed under subsection (a) of this section shall--
(1) identify the
goals, priorities, and approaches for aquatic nuisance species prevention,
monitoring, control, education and research to be conducted or funded by the Federal
Government;
(2) describe the
specific prevention, monitoring, control, education and research activities to
be conducted by each Task Force member;
(3) coordinate
aquatic nuisance species programs and activities of Task Force members and
affected State agencies;
(4) describe the
role of each Task Force member in implementing the elements of the program as
set forth in this subtitle;
(5) include
recommendations for funding to implement elements of the program; and
(6) develop a
demonstration program of prevention, monitoring, control, education and
research for the zebra mussel, to be implemented in the Great Lakes and any
other waters infested, or likely to become infested in the near future, by the
zebra mussel.
(c) Prevention
(1) In general
The Task Force
shall establish and implement measures, within the program developed under
subsection (a) of this section, to minimize the risk of introduction of aquatic
nuisance species to waters of the United States, including--
(A) identification
of pathways by which aquatic organisms are introduced to waters of the United
States;
(B) assessment of
the risk that an aquatic organism carried by an identified pathway may become
an aquatic nuisance species; and
(C) evaluation of
whether measures to prevent introductions of aquatic nuisance species are
effective and environmentally sound.
(2) Implementation
Whenever the Task
Force determines that there is a substantial risk of unintentional introduction
of an aquatic nuisance species by an identified pathway and that the adverse
consequences of such an introduction are likely to be subst antial, the Task
Force shall, acting through the appropriate Federal agency, and after an
opportunity for public comment, carry out cooperative, environmentally sound
efforts with regional, State and local entities to minimize the risk of such an
introdu ction.
(d) Monitoring
The Task Force
shall establish and implement monitoring measures, within the program developed
under subsection (a) of this section, to--
(1) detect
unintentional introductions of aquatic nuisance species;
(2) determine the
dispersal of aquatic nuisance species after introduction; and
(3) provide for the
early detection and prevention of infestations of aquatic nuisance species in
unaffected drainage basins.
(e) Control
(1) In general
The Task Force may
develop cooperative efforts, within the program established under subsection
(a) of this section, to control established aquatic nuisance species to
minimize the risk of harm to the environment and the public healt h and
welfare. For purposes of this chapter, control efforts include eradication of
infestations, reductions of populations, development of means of adapting human
activities and public facilities to accommodate infestations, and prevention of
the spread of aquatic nuisance species from infested areas. Such control
efforts shall be developed in consultation with affected Federal agencies,
States, Indian Tribes, local governments, interjurisdictional organizations,
and other appropriate entities. Contro l actions authorized by this section
shall be based on the best available scientific information and shall be
conducted in an environmentally sound manner.
(2) Decisions
The Task Force or
any other affected agency or entity may recommend that the Task Force initiate
a control effort. In determining whether a control program is warranted, the
Task Force shall evaluate the need for control (including t he projected
consequences of no control and less than full control); the technical and
biological feasibility and cost-effectiveness of alternative control strategies
and actions; whether the benefits of control, including costs avoided, exceed
the cos ts of the program; the risk of harm to non-target organisms and
ecosystems, public health and welfare; and such other considerations the Task
Force determines appropriate. The Task Force shall also determine the nature
and extent of control of target a quatic nuisance species that is feasible and
desirable.
(3) Programs
If the Task Force
determines in accordance with paragraph (2) that control of an aquatic nuisance
species is warranted, the Task Force shall develop a proposed control program
to achieve the target level of control. A notice summariz ing the proposed
action and soliciting comments shall be published in the Federal Register, in
major newspapers in the region affected, and in principal trade publications of
the industries affected. Within 180 days of proposing a control program, and af
ter consultation with affected governmental and other appropriate entities and
taking into consideration other comments received, the Task Force shall
complete development of the proposed control program.
(f) Research
(1) Priorities
The Task Force
shall, within the program developed under subsection (a) of this section, conduct
research concerning--
(A) the
environmental and economic risks and impacts associated with the introduction
of aquatic nuisance species into the waters of the United States;
(B) the principal
pathways by which aquatic nuisance species are introduced and dispersed;
(C) possible
methods for the prevention, monitoring and control of aquatic nuisance species;
and
(D) the assessment
of the effectiveness of prevention, monitoring and control methods.
(2) Protocol
Within 90 days of
November 29, 1990, the Task Force shall establish and follow a protocol to
ensure that research activities carried out under this subchapter do not result
in the introduction of aquatic nuisance species to waters of the United States.
* * *
16 U.S.C. §
4751. Environmental impact analyses
The Secretary of
State, in consultation with the Council on Environmental Quality, is encouraged
to enter into negotiations with the governments of Canada and Mexico to provide
for reciprocal cooperative environmental impact analysis o f major Federal
actions which have significant transboundary effects on the quality of the
human environment in the United States, Canada, and Mexico.
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